Experiential Wealth, Inc.
Experiential Wealth, Inc.
Experiential Wealth, Inc.

ERISA Investment Consulting

Experiential Wealth’s Investment Consulting provides investment fiduciary advice with the goal of reducing fiduciary responsibilities and liabilities for Plan Sponsors.

Through the development of a reasoned and practical Investment Policy Statement, we aim to guide the process in a way that will deliver cost effective solutions, identify and select investment vehicles that align with the stated goals, and prudently monitor investments.

A detailed and deliberative process helps to prepare an Investment Policy Statement. Some of the factors being considered are:

  • Organization and participant background and demographics
  • The Plan’s goals and objectives
  • Identify all fiduciaries including functions
  • Identify asset and sub asset classes or strategies to be included in the core menu
  • Investment philosophy – the role of passive vs active investment options
  • Investment selection criteria and benchmarks
  • QDIA (multi-asset portfolio) selection and monitoring criteria
  • Review historical returns, risk and correlation
  • Investment monitoring criteria
  • Watch list criteria
  • Participant level advice selection and monitoring
  • Miscellaneous issues such as company stock, 404(c) and brokerage accounts

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