Fiduciary Issues



Accessing Participant Data – Another Lawsuit

Here is our commentary regarding the latest class action complaint filed against Shell Oil.

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Participant Data – Plan Asset vs. Participant Asset

Here we comment on the recent lawsuits of Vanderbilt and Northwestern regarding participant data.

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iGPS – A Distribution Solution for Asset Managers

iGPS can give new life to asset managers and recordkeepers as the optimum QDIA solution between a target date fund and a managed account.

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Response to the 5th Circuit Appeal Court’s Decision

In response to the 5th Circuit Appeal’s Court decision, Mabel Capolongo, Director of Enforcement Regional Directors at the DOL today issued “FIELD ASSISTANCE BULLETIN NO. 2018-02” which states…

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5th Circuit of Appeal Vacates the Fiduciary Rule

We have provided here the Dallas District Court order and the 5th Circuit Court Appeal decision.

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